United Investment and Trading Company

Results: 42



#Item
11Business / Insider trading / Day trading / Stock / Short / Pump and dump / Securities Exchange Act / Securities Act / Public company / Stock market / Financial economics / Investment

Case 1:15-cv[removed]JMS-MJD Document 1 Filed[removed]Page 1 of 24 PageID #: 1 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF INDIANA INDIANAPOLIS DIVISION

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Source URL: www.sec.gov

Language: English - Date: 2015-03-02 13:50:32
12Business law / Collective investment scheme / Funds / Trading while insolvent / Insolvency / Financial economics / United Kingdom company law / Business

Corporations and Markets Advisory Committee

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Source URL: www.camac.gov.au

Language: English - Date: 2014-11-27 20:04:54
13Finance / Corporate crime / U.S. Securities and Exchange Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Hedge fund / Commodity Futures Trading Commission / Investment Company Act / Securities Exchange Act / Federal Reserve System / Financial economics / Financial regulation / United States securities law

f[% I -^ ^^ m^- L^ -^ BOi^fl IJIQ Q If! £) Q | Q Bloomberg l,.l\ 731 Le.\in«lon Avenue Tel •I212 31X 2000

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Source URL: www.sec.gov

Language: English - Date: 2011-08-16 14:28:29
14Investment / Stock market / Financial markets / Mathematical finance / Flash Crash / New York Stock Exchange / Dow Jones Industrial Average / Dow Jones Indexes / NYSE Arca / Economy of the United States / Dow Jones & Company / Financial economics

June 22, 2011 PHANTOM INDEXES Major Market Indexes Reflect Only 30% of All Trades Intraday A Themis Trading LLC White Paper By Sal Arnuk and Joseph Saluzzi

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Source URL: www.themistrading.com

Language: English - Date: 2012-04-04 02:47:47
15Government / Commodity Futures Trading Commission / Rulemaking / Public administration

Case 1:12-cv[removed]BAH Document 38 Filed[removed]Page 1 of 8 IN THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF COLUMBIA INVESTMENT COMPANY INSTITUTE and CHAMBER OF COMMERCE OF THE

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Source URL: www.ici.org

Language: English
16Government / Investment Company Act / U.S. Securities and Exchange Commission / Securities regulation in the United States / Law / Rulemaking / 76th United States Congress / Financial regulation / Commodity Futures Trading Commission

USCA Case #[removed]Document #[removed]Filed: [removed]

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17U.S. Securities and Exchange Commission / Government / Public administration / Financial economics / Corporate crime / Commodity Futures Trading Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act

Case 1:12-cv[removed]BAH Document 26 Filed[removed]Page 1 of 53 IN THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF COLUMBIA INVESTMENT COMPANY INSTITUTE and CHAMBER OF COMMERCE OF THE

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Source URL: www.ici.org

Language: English
18United States Securities and Exchange Commission / Financial economics / Financial system / Stock market / Securities Exchange Act / Securities Act / U.S. Securities and Exchange Commission / Securities regulation in the United States / Investment Company Act / United States securities law / Financial regulation / 73rd United States Congress

#..SEC-5 System name: Ownership Reports and Insider Trading Transaction Records Filed under the Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, and Investment Company Act of[removed]SEC. System

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Source URL: www.sec.gov

Language: English - Date: 2007-08-24 13:05:20
19U.S. Securities and Exchange Commission / Commodity Futures Trading Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Securities regulation in the United States / Investment Company Act / Federal Energy Regulatory Commission / Public administration / Rulemaking / Financial regulation / Government / Corporate crime

USCA Case #[removed]Document #[removed]Filed: [removed]

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Source URL: www.ici.org

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20Financial regulation / Financial economics / Business / Royal Bank of Canada / Investment / U.S. Securities and Exchange Commission / Investment Advisers Act / Investment Company Act / Commodity Futures Trading Commission / 76th United States Congress / United States securities law / Finance

Katten KattenMuchinRosenman llp 525 W. Monroe Street Chicago, IL[removed][removed]tel www.kattenlaw.com

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Source URL: www.sec.gov

Language: English - Date: 2014-12-22 12:43:36
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